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18 May 2020, 9:18 am
Therefore, Vietor received indirect selling compensation.Steven Dale Rodemer (CRD #830561, Colorado Springs, Colorado) Without admitting or denying the findings, Rodemer consented to the sanction and to the entry of findings that he refused to provide on-therecord testimony requested by FINRA during its investigation into the conduct disclosed in a Form U5 submitted by his member firm. [read post]